About
Douglas Schulz is a nationally recognized securities expert witness with over 40 years in the securities industry. He has been retained in over 1,182 securities matters, including 670+ FINRA arbitrations, generating $383M+ in awards and settlements. He is regularly quoted by the Wall Street Journal, New York Times, and Financial Planning magazine.
Practice areas
Credentials
- —CRCP — Certified Regulatory and Compliance Professional (FINRA/Wharton)
- —40+ Years Securities Industry Experience
- —1,182+ Cases Retained
- —670+ FINRA Arbitrations
- —$383M+ in Awards and Settlements
- —Co-Author: Brokerage Fraud
Notable results
- $6.9M award — TD Ameritrade options trading restrictions
- $3.15M award — Major brokerage firm, Louisiana
- $2.08M award — Ameritrade margin liquidations
- $383M+ total in awards and settlements across 1,182+ matters
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